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The RIA Roadmap: Key steps to going independent
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"The RIA Roadmap: Key steps to going independent"

Are you ready to go independent? Thousands of advisors have made the transition. Join them with this how-to guide.

Taking the leap to start your own Registered Investment Advisor ("RIA") firm gives you the opportunity to build your business and serve your clients, your way -- but you're not alone. Custodians and platform providers are ready to help you reach your full potential. Schwab Advisor Services™ has brought together more than 30 years of industry-leading expertise and insight in The RIA Roadmap. Download this guide to start your journey to independence, with discussions on:

  • Defining your business strategy
  • Preparing for legal and compliance issues
  • Connecting with resources to help set up your office
  • Converting your accounts
  • Strengthening your practice


Schwab Advisor Services™ serves independent investment advisors and includes the custody, trading, and support services of Charles Schwab & Co., Inc. (Schwab), member SIPC ( Independent investment advisors are not owned by, affiliated with, or supervised by Schwab.

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